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Time Running Out For Buy-Side On SEC MiFID II No-Action Letter Expiry

To solve the disconnect, shortly before MiFID II was implemented, the SEC issued a ‘no action’ letter, which acted as a ‘carve out’ that allowed European asset managers ....

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Substantive Research Publishes Buy-Side Reaction To SEC MiFID II No-Action Letter Expiry

The MiFID II regulations that came into effect in Europe in January 2018 unbundled trading and research and pushed almost all European asset managers ....

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