On February 6, 2024, the Securities and Exchange Commission (“SEC”) in a 3-2 vote adopted new Rules 3a5‑4 and 3a44‑2 (the “Dealer Rules”) that expand the definition of a “dealer” and a...

Related Keywords

, Gary Gensler , Securities Exchange Act Release No , Exchange Commission , Securities Exchange , Securities Exchange Act , Dealer Rules , Exchange Act , Chair Gary Gensler , Dealer Rule , Federal Register , Exchange Act Release ,