comparemela.com
Home
Live Updates
NASAA model rules would let advisors maintain licenses for 5
NASAA model rules would let advisors maintain licenses for 5
NASAA model rules would let advisors maintain licenses for 5 years following registration lapse
The proposal mirrors FINRA's policy requiring annual continuing education.
Related Keywords
California ,
United States ,
San Diego ,
Lima ,
Peru ,
American ,
Melanie Senter Lubin ,
Stephen Bouchard ,
Morgan Stanley ,
Qualifications Program ,
District Of Columbia Department Insurance ,
American Securities Administrators Association On Sept ,
Jamie Lima ,
Woodson Wealth Management ,
Columbia Department ,
Maintaining Qualifications ,
Politics And Policy ,
Certifications And Licensing ,
Arias ,