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Finra arbitrators order expelled brokerage to pay $3.2M for excessive trading : comparemela.com
Finra arbitrators order expelled brokerage to pay $3.2M for excessive trading
Finra arbitrators ordered SW Financial, an expelled brokerage, to pay $3.2 million because it had churned his portfolio.
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Greenville ,
South Carolina ,
United States ,
New York ,
Charles Orourke ,
Kalju Nekvasil ,
Michaelc Farkas ,
Peter Girgis ,
Goodman Nekvasil ,
Financial Industry Regulatory Authority Inc ,
James Fayssoux ,
Salomon Whitney ,
Financial Industry Regulatory Authority ,
New York City ,
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