Brexit
HoL EU Services Sub-Committee report on trade in services
On 24 March, the HoL European Union Committee published a new report on UK-EU trade in services. The report concludes that despite the agreement of the Trade and Cooperation Agreement (TCA), the UK and EU still have work to do in overcoming the significant challenges that remain for trade in services. The report focuses on the implications on sectors including: (i) financial services, the TCA does not include substantive provisions on financial services, and delays to key decisions about the future relationship, particularly on equivalence, mean that the sector is still in a period of uncertainty. The UK’s exit from the passporting regime has led to the movement of some activity to the EU and firms facing the challenges involved in navigating different market access requirements in each Member State. The Committee is concerned that over time this may lead to a big shift of people and assets out of the UK. The Commit
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Two trading platform subsidiaries of financial data and technology company Bloomberg L.P. are seeking to settle Ontario Securities Commission allegations that they operated in Canada without proper authorization and failed to provide candid, accurate and complete information to regulators.
A hearing is scheduled to take place on Dec. 18 at 10 a.m.
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Try refreshing your browser, or Bloomberg units processed US$230 billion in trades in Ontario without proper authorization, OSC alleges Back to video
In a 13-page statement of allegations made public on Wednesday, the OSC accused the two “sophisticated” subsidiaries Bloomberg Trading Facility Ltd., and Bloomberg Trading Facility B.V. of failing to obtain permission or exemption to operate a marketplace in the province, as required by law.
OSC accuses Bloomberg subsidiary of operating trading facility for investors before regulatory approval granted theglobeandmail.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from theglobeandmail.com Daily Mail and Mail on Sunday newspapers.