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Female-Led Team Managing $800MM Joins Insigneo From Wells Fargo

Female-Led Team Managing $800MM Joins Insigneo From Wells Fargo
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Lineage beefs up board with Brockman

Lineage beefs up board with Brockman
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John Sherwood Holmes III

John Sherwood Holmes III passed away on Sunday, June 6, 2021.

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Boutique Independent Broker-Dealer, Prospera Financial Services, is Pleased to Announce the Affiliation of Eriksen Financial, Adding $115M in AUM

Boutique Independent Broker-Dealer, Prospera Financial Services, is Pleased to Announce the Affiliation of Eriksen Financial, Adding $115M in AUM
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Why foreign banks forays on Wall Street have gone wrong—again

T HE IMPLOSION of Archegos Capital, a New York-based investment firm, in April splashed egg on many faces. Banks that had lent it vast sums to bet on volatile stocks have revealed over $10bn in related losses in recent weeks. America’s leading investment banks, barring Morgan Stanley, were largely absent from the big casualties, though. Instead the grim league table featured foreign champions. Most notable, because of its huge loss of $5.4bn, was Credit Suisse, a Swiss bank; also among them were UBS, its compatriot, and Nomura and Mitsubishi UFJ Financial Group, two Japanese banks. Listen to this story

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