Statement On The New Marketing Rule For Investment Advisers, SEC Commissioner Elad L. Roisman, Dec. 22, 2020 Date
22/12/2020
I am grateful to the staff of the Division of Investment Management (the “Division”) for working so hard to develop this final rule governing the way investment advisers advertise and market their investment advisory services and products.[1] I would also like to extend my thanks to our staff in the Division of Economic and Risk Analysis and the Office of the General Counsel, as well as to the many others at the agency who informed and contributed to this effort. Additionally, let me express my gratitude to the commenters who engaged with this agency on just about every aspect of this rulemaking. Your input has been invaluable to me as I have considered the Division’s recommendation. Indeed, it reminds me of just how important the notice and comment process is to our rulemaking efforts.