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Blog: SEC steps back from two of the 2020 amendments to the whistleblower rules | Cooley LLP

Blog: SEC steps back from two of the 2020 amendments to the whistleblower rules | Cooley LLP
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SEC Approves Nasdaq Diversity Proposal - Corporate/Commercial Law

On February 26, 2021, Nasdaq filed Amendment No. 1 to its initial proposed rule change regarding board diversity disclosures, in response to more than 200 comment letters received from Nasdaq-listed issuers.

United statesPeriods for companiesHeritage foundationCommerce education foundationSmaller reporting companiesExchange act ruleCompany or exemptSenate banking committeeNasdaq listing centerUs hispanic chamberPan asian american chamberSmaller reporting company or exemptCompetitive enterpriseDiverse boardSmaller reportingSmaller board

SEC Enforcement Actions Highlight Regulatory Focus on Form CRS and Regulation Best Interest | Katten Muchin Rosenman LLP

SEC Enforcement Actions Highlight Regulatory Focus on Form CRS and Regulation Best Interest | Katten Muchin Rosenman LLP
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Exchange commissionDivision of examinationSecurities exchangeDivision of enforcementExchange act release noFinancial industry regulatory authorityExchange act ruleRegulation best interestBest interestSecurities exchange actExchange actDisclosure obligationCare obligationInterest obligationCompliance obligationInvestment advisers act

Form CRS and Regulation Best Interest Enforcement by SEC

Form CRS and Regulation Best Interest Enforcement by SEC
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Division of examinationsDivision of enforcementExchange act release noRisk monitoring programFinancial industry regulatory authorityExchange act ruleExchange commissionDivision of examinationSecurities exchangeRegulation best interestBest interestSecurities exchange actExchange actDisclosure obligationCare obligationInterest obligation

Shareholder Proposals Requesting Conversion to Public Benefit Corporations: A Fleeting Trend or the Future? | Faegre Drinker Biddle & Reath LLP

Shareholder Proposals Requesting Conversion to Public Benefit Corporations: A Fleeting Trend or the Future? | Faegre Drinker Biddle & Reath LLP
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