Jane Norberg, Chief Of The SEC s Office Of The Whistleblower, To Leave Agency Date
08/04/2021
The Securities and Exchange Commission today announced that Jane Norberg, Chief of the SEC s Office of the Whistleblower, is planning to leave the agency this month.
Ms. Norberg has been with the Office since near its inception in 2012, serving as its first Deputy Chief and, since 2016, its Chief. During her time as Chief, Ms. Norberg streamlined the awards review and adjudication process, managed an expansion of the Office s staff, and oversaw a dramatic growth in the number of awards issued to whistleblowers under the program, in part by leveraging the work of staff across the to complement that of the Office s dedicated staff. Ms. Norberg also played an active role in Division-wide efforts related to diversity and inclusion.
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In the first three months of 2021, there have been approximately
300 initial public offerings (IPOs) of special
purpose acquisition companies (SPACs) that have raised $100
billion, which are significant increases over the record number of
transactions and amounts raised in all of 2020. Inevitably, the
growth in SPAC deal activity has attracted scrutiny from market
regulators, including the US Securities and Exchange Commission
(SEC) and Financial Industry Regulatory Authority (FINRA), as well
as private plaintiffs. We expect this will continue and perhaps
increase, particularly if retail investors get involved in SPAC
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