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Resources to Help Grow, Support and Sell Your Business

Thursday, April 8, 2021 By Matt Hansen, CFP®, CEPA®, Financial Advisor at UBS Wealth Management USA How are you approaching your business challenges? Your passion has turned into a successful business. But you may still have questions that could impact the growth and value of your company: What if I want to expand? Am I making the right investment choices for my business? When is the right time to start planning to exit my business? What resources are available to help me reach my objectives? You may need capital resources to help your business grow. You may need investment banking resources if you’re considering selling your company. And you may need comprehensive planning that integrates all aspects of your business operations and personal finances. You need strategic planning at every stage of your business.

Retirement Industry People Moves

CFP Board Names New D&I Director The Certified Financial Planner Board of Standards Inc. (CFP Board) has named Dawn Harris as its director of diversity and inclusion (D&I) for the Center for Financial Planning.  In this newly created position, Harris will be responsible for advancing diversity and inclusion programs and growing the number of diverse CFP professionals within the financial planning profession.   “CFP Board and the center are committed to advancing a culture of diversity and inclusion throughout the financial planning workforce,” says CFP Board CEO Kevin R. Keller. “Dawn brings experience and skills that will strengthen our D&I strategic objectives and programs that help drive a more diverse financial profession.”

CFP Board Imposes an Interim Suspension on George M Warner of Rowlett, Texas

Share this article Share this article WASHINGTON, April 8, 2021 /PRNewswire/  Certified Financial Planner Board of Standards, Inc. (CFP Board) announced that it has imposed an interim suspension of the CFP® certification against George M. Warner, which was effective as of April 5, 2021. In April 2021, CFP Board issued an automatic interim suspension order suspending Mr. Warner s right to use the CFP®, CERTIFIED FINANCIAL PLANNER™, and certification marks. CFP Board imposed an automatic interim suspension after receiving evidence that Mr. Warner was permanently barred by the Financial Regulatory Authority, Inc. (FINRA) from association with any FINRA member in any capacities on March 9, 2021, wherein FINRA made findings that Mr. Warner received a request to for the production of information and documents pursuant to FINRA Rule 8210 and refused to produce the information or documents requested.  FINRA determined that Mr. Warner s refusal to produce the information or document

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