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New Rules and Sundry Amendments as at January 21, 2021 (PDF)
General Rules for Collective Investment Schemes (CIS)
All units/securities of a collective investment scheme shall be registered by the Commission.
All units/securities subject to registration by the Commission may be offered through the following methods – (a) offer for subscription; (b) offer for sale; Units/securities of a collective investment scheme may be registered by way of a shelf registration and the following provisions shall be applicable –
(a) Definition of Shelf Registration: Shelf Registration is a filing undertaken by issuers intending to access the market in the near future. It permits issuers to disclose certain information in a core disclosure document that is updated on a regular basis;