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Prepared Remarks Before The Principles For Responsible Investment Climate And Global Financial Markets Webinar, SEC Chair Gary Gensler Washington D C , July 28, 2021
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Blog: Commissioner Peirce offers Brookings her views on ESG | Cooley LLP
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Chinese companies listed in the US must disclose the potential for government interference or risk violating the law, top SEC official says
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Recent warnings from the US Securities and Exchange Commission ( SEC ) and the US Congress could translate into more aggressive scrutiny of trading plans adopted pursuant to Rule 10b5-1 of the Securities and Exchange Act of 1934 ( Exchange Act ).
In a speech delivered on June 7, 2021, SEC Chair Gary Gensler identified several cracks in Rule 10b5-1 trading plans that could allow for insider trading.
1 A few days later, the SEC released an updated rulemaking agenda, which includes amendments to the affirmative defense against insider trading provided by Rule 10b5-1 to corporate executives and directors
Acting Enforcement Director Warns Of ESG Enforcement Actions - Corporate/Commercial Law
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