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MFDA issues Notice of Settlement Hearing in respect of Julio Moreno

11, 2021 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") announced that it has issued a Notice of Settlement Hearing dated February 9, 2021, regarding the presentation, review and consideration of a proposed settlement agreement by a Hearing Panel of the MFDA's Central Regional Council.The settlement agreement will be between Staff of the MFDA and Julio Rafael Moreno ("Respondent") and involves matters for which the Respondent may be disciplined by a Hearing Panel pursuant to MFDA By-laws.

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