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ERISA Litigation Update - July 2021 | Goodwin
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Wells Fargo Faces Lawsuit for Allegedly Mismanaging Its 401(k) Plan
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Judge denies Wells Fargo bid to dismiss ERISA suit
Bloomberg
A federal court judge in Minneapolis rebuffed an attempt by Wells Fargo & Co. and other defendants to dismiss an ERISA complaint filed by a participant in a company 401(k) plan.
U.S. District Court Judge Donovan Frank on May 12 rejected every defense submitted in the case of Yvonne Becker vs. Wells Fargo Co. et al., on allegations ranging from charging excessive fees to offering poor-performing investments to engaging in prohibited transactions under ERISA. Ms. Becker, a plan participant and former employee, sued in March 2020.
Defendants argued that Ms. Becker didn t invest in all of the options cited in her original complaint and that she didn t have legal standing to challenge these options under ERISA.