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Stockbroker Wilsons gets whacked by ASIC for trade pricing

Risk bosses at stockbrokers are poring over ASIC’s decision to fine Wilsons for trades that didn’t offer price improvement and went unnoticed.

Wilsons Advisory fined $550k by ASIC MDP

Wilsons Advisory and Stockbroking paid the significant penalty which was issued by the Markets Disciplinary Panel (MDP) after it found the firm to have incorrectly reported many trades as Trade with Price Improvement (TWPI).

Westpac readies $750m hybrids deal

Westpac Banking Corporation has hired syndicate brokers to raise $750 million via hybrid, with pricing expected to land between 3.4 per cent and 3.6 per cent above the three-month bank bill swap rate.

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