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SEC Proposes New Conflict Of Interest Regime for Predictive Technology

A wide range of technology would be swept up by the proposal, and it would forbid conflict disclosure as an alternative to elimination related to the covered technologies.

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SEC seeks to eliminate AI and robo advisor conflicts

SEC seeks to eliminate AI and robo advisor conflicts
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Securities And Exchange Commission: US SEC adopts new cyber rule, unveils brokerage AI proposal, ET Telecom

Securities And Exchange Commission: The new cybersecurity rule will require companies to disclose a cyber breach within four days after determining it is serious enough to be material to investors. The rule would allow delays if the Justice Department deems them necessary to protect national security or police investigations, the SEC said.

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U.S. SEC adopts new cybersecurity rule, unveils brokerage AI proposal

The new cybersecurity rule will require companies to disclose a cyber breach within four days after determining it is serious enough to be material to investors

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Statement On Conflicts Of Interest Related To Uses Of Predictive Data Analytics, SEc Chair Gary Gensler, July 26, 2023

Statement On Conflicts Of Interest Related To Uses Of Predictive Data Analytics, SEc Chair Gary Gensler, July 26, 2023
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