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Statement On Updates To The Names Rule, SEC Chair Gary Gensler, Sept. 20, 2023

Statement On Updates To The Names Rule, SEC Chair Gary Gensler, Sept. 20, 2023
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SEC Proposes New Conflict Of Interest Regime for Predictive Technology

A wide range of technology would be swept up by the proposal, and it would forbid conflict disclosure as an alternative to elimination related to the covered technologies.

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Statement On Conflicts Of Interest Related To Uses Of Predictive Data Analytics, SEc Chair Gary Gensler, July 26, 2023

Statement On Conflicts Of Interest Related To Uses Of Predictive Data Analytics, SEc Chair Gary Gensler, July 26, 2023
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Statement Holding Foreign Companies Accountable Act: Final Amendments, SEC Chair Gary Gensler, Dec. 2, 202

<p><span>Today, the Securities and Exchange Commission adopted final amendments to its rules implementing the Holding Foreign Companies Accountable Act of 2020 (HFCAA). Today&rsquo;s amendments finalize the interim final rules that the Commission adopted in March, which had addressed the submission and disclosure requirements of the HFCAA, with two modifications. First, they clarify how the requirements apply to variable interest entities. Second, they include requirements to tag information such as the auditor name and location. Today&rsquo;s release also establishes procedures the Commission will follow in identifying issuers and prohibiting trading by certain issuers under the Act.</span></p>

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