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How small and mid-sized firms can use technology to clear compliance hurdles

Experts say combining the right tech with human know-how can help small firms keep up with their massive counterparts.

Amy kadomatsuWendy frauloWill bressmanSci chief compliance officer wendy frauloCompliance officer playbookFinancial planningHearsay systemsRegulation and complianceWealth management

Riskalyze Fintech Report Card: December 2021

Riskalyze CEO Aaron Klein provides his take on the biggest news to hit advisor technology in the previous month, and says goodbye to the Fintech Report Card.

Orion advisor solutionsGoldman sachsEnvestnet add structuredSimon marketsFidelity institutionalAnnounces integrationRitholtz wealth managementTree crypto indexOnramp investBox acquiredWill bressmanDynasty makeDynasty financial partnersSnappy kraken

RIA in a Box acquired by ComplySci

The RIA in a Box acquisition marks the third deal for ComplySci in the fourth quarter, after an investment from K1 Investment Management.

Complysci saaRoy liaoWill bressmanAquiline capital partnersComplysci saas

ComplySci And RIA In A Box Join Forces To Launch The Future Of Compliance Software

/PRNewswire/ ComplySci (the "Company"), the leading provider of regulatory technology and compliance solutions for the financial services sector, today.

Jeff greenbergChris clemens andrew wangComplysci saaRoy liaoAmy kadomatsuComplysci companyComplysci the companyHaven tower groupAquiline capital partnersWorkforce softwareWill bressmanJoining complysciComplysci saasChief executive officerLitera microsystemsRave mobile safety

ComplySci And RIA In A Box Join Forces To Launch The Future Of Compliance Software

/PRNewswire/ ComplySci (the "Company"), the leading provider of regulatory technology and compliance solutions for the financial services sector, today.

Jeff greenbergChris clemens andrew wangComplysci saaRoy liaoAmy kadomatsuComplysci companyComplysci the companyHaven tower groupAquiline capital partnersWorkforce softwareWill bressmanJoining complysciComplysci saasChief executive officerLitera microsystemsRave mobile safety

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