The Future Regulatory Framework and Consumer Duty will be key areas of focus for the coming year. On 5 April 2023, the FCA published its Business Plan for 2023/24. The.
US financial regulators Commodity Futures Trading Commission and Securities and Exchange Commission struggle with conceptualizing whether how and to what extent they can regulate intermediaries and the decentralized finance DeFi facilities that offer swap execution services.
In response to changes in business practices, regulations and laws eventually change, too. During the past few years derivatives markets are witnessing this change as it applies to.
On 9 December 2022, the United Kingdom’s Chancellor of the Exchequer announced an expansive set of reforms to the UK’s financial regulatory regime – labelled the “Edinburgh Reforms”. .