Understanding SEC Rule 3a5-4 Implications for California natlawreview.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from natlawreview.com Daily Mail and Mail on Sunday newspapers.
Section 3(a)(5) of the Securities Exchange Act of 1934 defines the term “dealer” to mean “any person engaged in the business of buying and selling securities . . . for such person’s own.
The Supreme Court recently took away an often-used weapon by shareholder plaintiffs in securities fraud cases, ruling that "pure omissions" from periodic SEC filings (absent any other duty to disclose) are not actionable under SEC Rule 10b-5.
Supreme Court Narrows Securities Fraud Exposure | Seyfarth Shaw LLP jdsupra.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from jdsupra.com Daily Mail and Mail on Sunday newspapers.
In a scathing condemnation, a coalition of animal protection organizations in India has slammed the recently enacted Captive Elephant (Transfer or Transport) Rules, 2024, as riddled with loopholes that endanger captive elephants. The joint statement, signed by People for Ethical Treatment of Animals (PETA) India, the Centre for Research on Animal Rights (CRAR), Heritage Animal