This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC.
INTRODUCTION - On 24 January 2023, the Board of Governors of the Federal Reserve System (the FRB) announced it entered into a consent order (Consent Order) with a member bank imposing.
Federal Reserve System the FRB announced it entered into a consent order Consent Order with a member bank imposing an approximately US$2.3 million civil money penalty against the bank for its role in processing and funding six fraudulent Paycheck Protection Program.