Latest Breaking News On - Wells notice presents both risks - Page 1 : comparemela.com

The U.S. Securities and Exchange Commission (SEC) investigates publicly-traded and privately-held companies for a broad range of statutory and regulatory violations. SEC investigations.

Nick oberheidenCompany insiders could also be at riskEnforcement divisionUs department of justiceExchange commissionFounding attorneyCan target numerous statutoryRegulatory violationsMain streetOffenses can carry significant civilCriminal penaltiesInsiders could also be at riskAdministrative subpoena powerWells notice presents both risksWells noticeComprehensive picture