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Page 4 - Wachovia Securities News Today : Breaking News, Live Updates & Top Stories | Vimarsana

SEC sanctions investor overcharging | Advisor s Edge

Back-office snafu meant clients didn't get discounts on standard fees

Gurbir grewalWachovia securitiesWells fargo

Wells Fargo to Pay $35M Over Excessive Fees

Wells Fargo overcharged nearly 11,000 investment advisory accounts over $26.8 million in advisory fees, the SEC says.

United statesWells fargo clearing servicesWells fargo advisors financial networkWells fargoWachovia securitiesExchange commissionWachovia corpWells fargo advisorsWhat you needExchange commission fridayFargo clearing services

SEC sanctions investor overcharging | Investment Executive

Back-office snafu meant clients didn't get discounts on standard fees

Gurbir grewalWells fargoWachovia securities

LPL to gain Prudential s $50B wealth management business

LPL Financial Holdings and Prudential Financial said Prudential will move the assets of 2,600 advisors to LPL Financial.

Wells fargoPrudential financial incNational financial servicesFidelity national financial servicesWachovia securitiesLpl financial holdings incPrudential securities incPrudential financialPrudential advisor

New mission for African American advisor trade group

Quad AAAA is an African American advisor trade group that is making a push to get the industry to hire more African American advisors.

United statesNew yorkGeorge floydEdward jonesChristian nwasikeWachovia securitiesExchange commissionAssociation of african american financial advisorsAfrican americanAfrican american financial advisorsWells fargo advisorsPractice managementMerrill lynchBlack african american

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