The Securities and Exchange Commission has filed charges against a Santa Maria woman who is accused of defrauding her clients out of millions of dollars.
The Securities and Exchange Commission (SEC) filed civil charges against Julie Anne Darrah in the U.S. District Court for the Central District of California on Friday, Oct. 20, alleging the Santa Maria Valley-based financial advisor misappropriated around $2.25 million from at least nine client's assets as well as knowingly submitted false and misleading documents to the SEC.
SEC freezes assets of former Wealth Enhancement Group advisor financial-planning.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financial-planning.com Daily Mail and Mail on Sunday newspapers.