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SEC adopts sweeping new private fund adviser rules and amendment to compliance rule | Eversheds Sutherland (US) LLP

On August 23, 2023, a divided Securities and Exchange Commission (SEC) adopted far-reaching new rules and rule amendments under the Investment Advisers Act of 1940, as amended (Advisers.

United statesUnregistered private fund advisersNational association of private fund managersEversheds sutherlandExchange commissionInvestment companyFund adviserStaff of the division investment managementFund adviser rules doWhile the private fund adviserFund associationFund advisersFunds associationUnited states courtPublic company accounting oversight boardInvestment advisers act

SEC proposes sweeping new private fund adviser rules and amendment to compliance rule affecting all registered investment advisers | Eversheds Sutherland (US) LLP

On February 9, 2022, the Securities and Exchange Commission (SEC) proposed far-reaching new rules and rule amendments under the Investment Advisers Act of 1940, as amended (Advisers.

United statesDocumentation of annual compliance programDivision of examinationsEversheds sutherlandInvestment companyExchange commissionFund advisersUnregistered private fund advisersFund adviser auditsPublic company accounting oversight boardInvestment advisers actAdvisers actInvestment company actAdviser led secondaryAnnual compliance programRegistered private fund

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