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Morgan Stanley to pay $249 mn to settle US trading fraud charges

Morgan Stanley agrees to a $249 million settlement for breaching confidentiality in stock trades, leading to $72.5 million in illicit gains for hedge funds from 2018 to 2021. The charges involve leaked information by trading staff, contradicting the bank s touted privacy measures. Pawan Passi, the former head of the equity syndicate desk, faces a $250,000 penalty. The deferred prosecution agreement acknowledges Morgan Stanley s cooperation but emphasizes its false assurances and privacy breach. The SEC also reaches a civil settlement. Morgan Stanley s shares dip 0.8% post-announcement.

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