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Finfluencers Get Online Brokerage TradeZero America in Hot Water With Regulator

Finfluencers Get Online Brokerage TradeZero America in Hot Water With Regulator
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EXCLUSIVE: AI Is Helping Create Better Experiences Across The Fintech Space - Netflix (NASDAQ:NFLX), Meta Platforms (NASDAQ:META)

There are a variety of ways artificial intelligence can help improve trading products for end users. Several experienced finance industry players talked about what AI means for their businesses on Monday at the Benzinga Fintech Deal Day & Awards.

New yorkUnited statesDaniel pipitoneNetflix corpGareth mannTradezero americaBenzinga fintechBrandon tepperMeta platforms incBenzinga fintech deal dayTrading floorsDigital screensBear market trends are transformingDay traders into long term

The Short Side | Investor s Business Daily

The Short Side | Investor s Business Daily
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SEC Enforcement Recovered Record $6 4B in Fiscal Year 2022

The record amount of civil penalties was driven in part by the fines against some large Wall Street firms for texting record-keeping failures.

Gurbirs grewalGary genslerTradezero americaMorgan stanleyInternational securitiesCredit suisseGoldman sachsBarclays capitalDeutsche bankExchange commissionJp morganEnforcement divisionEnforcement division director gurbirAmerica securitiesAllianz global investorsRegulation best interest

SEC Announces Enforcement Results For FY22 - Commission Filed 760 Enforcement Actions And Recovered Record $6 4 Billion In Penalties And Disgorgement On Behalf Of Investing Public

<p><span>The Securities and Exchange Commission today announced that it filed 760 total enforcement actions in fiscal year 2022, a 9 percent increase over the prior year. These included 462 new, or "stand alone," enforcement actions, a 6.5 percent increase over fiscal year 2021; 129 actions against issuers who were allegedly delinquent in making required filings with the SEC; and 169 "follow-on" administrative proceedings seeking to bar or suspend individuals from certain functions in the securities markets based on criminal convictions, civil injunctions, or other orders. The SEC’s stand-alone enforcement actions in fiscal year 2022 ran the gamut of conduct, from "first-of-their-kind" actions to cases charging traditional securities law violations.</span></p>

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