MONTPELIER, Vt. — The Vermont Department of Financial Regulation (DFR) recently entered into a settlement with TradeStation Crypto, Inc. (TradeStation) to resolve Vermont’s securities investigation into TradeStation’s crypto interest-earning program.
On February 7, 2024, the Securities and Exchange Commission (SEC) announced charges against TradeStation Crypto, Inc. (TradeStation) for "failing to register the offer and sale of a crypto lending.
Maine's payout, part of a $3 million settlement being divided among 26 states, will go into the state's Securities Restitution Assistance Fund for investors who have lost money because of securities violations.
The following newsletter provides a roundup summarizing enforcement actions, guidance, rulemakings, and other public statements taken by a federal and/or state financial services.
INDIANAPOLIS – Indiana Secretary of State Diego Morales announces the Indiana Securities Division has settled with TradeStation Crypto, Inc. (TradeStation) to resolve the Indiana Securities Division’s investigation into TradeStation’s crypto interest-earning program. Indiana Secretary of S .