A Forward Look At Regulation Of The UKâs Wholesale Financial Markets - Keynote Speech By Edwin Schooling Latter, Director Of Markets And Wholesale Policy At The FCA, Delivered At The ISLA s Post Trade Conference On 16 March Date
Location: ISLA s 11th Virtual Post Trade Conference
Delivered on: 16 March 2021
Highlights
Decisions to tailor securities financing transaction reporting and settlement buy-in rules to achieve the desired outcomes in the way that best fits UK-based markets.
The FCA welcomes recommendations to look at aligning prospectus documentation requirements with the type of capital raise being undertaken.
There is scope to simplify and remove costs from some parts of the MiFIDII regime without material loss of benefits.