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NSW adviser permanently banned after exam falsification

A NSW adviser who advised over 120 clients after falsifying her financial advice exam results been permanently banned by ASIC.

ASIC s August exam sees highest pass mark of 2023

The corporate regulator has revealed the results of its August financial adviser exam, which has delivered the highest pass mark of the year so far.

Plenty of ASIC bans and court action in 1H2023

Plenty of ASIC bans and court action in 1H2023
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