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SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures

SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures
tradersmagazine.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from tradersmagazine.com Daily Mail and Mail on Sunday newspapers.

United statesEric wernerTimothy mccoleB david fraserJeaneen kappellTom keltnerJaime marinaroFort worth regional officeSenvest managementExchange commissionFort worth regionalInvestment advisers act

SEC gov | SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures

SEC gov | SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

B david fraserTimothy mccoleEric wernerJeaneen kappellTom keltnerJaime marinaroExchange commissionSenvest managementFort worth regional officeFort worth regionalInvestment advisers act

SEC charges advisory firm Senvest Management with recordkeeping and other failures

The Securities and Exchange Commission today announced charges against registered investment adviser Senvest Management LLC for widespread and longstanding failures to maintain and preserve certain electronic communications.

Timothy mccoleTom keltnerJeaneen kappellJaime marinaroB david fraserEric wernerSenvest managementFort worth regional officeExchange commissionOpalesque industry updateFort worth regionalInvestment advisers actSecurities and exchange commissionRegistered investment adviserSenvest managementLectronic communications

SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures

SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures
streetinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from streetinsider.com Daily Mail and Mail on Sunday newspapers.

United statesB david fraserEric wernerJeaneen kappellJaime marinaroTimothy mccoleTom keltnerExchange commissionSenvest managementFort worth regional officeDc newsfile corpFort worth regionalInvestment advisers act

SEC obtains emergency relief to halt alleged $191 million cattle Ponzi scheme

The Securities and Exchange Commission in December announced that it obtained a temporary restraining order, asset freeze, the appointment of a receiver, and other emergency relief to halt an ongoing $191 million cattle Ponzi scheme being perpetrated by Fort Worth, Texas company Agridime LLC, which claims to specialize in meat sales, distribution, and animal supply chain management, and its owners, Josh Link of Gilbert, Arizona, and Jed Wood of Fort Worth.

United statesNorth dakotaFort worthB david fraserD thomas keltnerCody turleyCarol stumbaughMatthew guldeTimothy mccoleJonathan scottJed woodEric wernerOklahoma department of securitiesUs district courtArizona corporation commissionDakota securities department