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GAM loses insto mandate, fined

The investment manager disclosed the loss of a substantial mandate on the same day details of a 2018 case of "gross misconduct" were aired by the UK regulator.

GAM loses insto mandate

The investment manager has disclosed the loss of a substantial institutional mandate and, in a separate matter, seen the details of a 2018 misconduct investigation aired by the UK regulator.

Top investment director flew on Greensill s private plane, officials say

Top investment director flew on Greensill s private plane, officials say
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FCA Fines GAM International Management And former Investment Director Timothy Haywood

<p><span>The Financial Conduct Authority (FCA) has fined asset manager GAM International Management Limited (GIML) &pound;9,103,523 for failing to conduct its business with due care and attention and failing to adequately manage conflicts of interest. The FCA has also fined Timothy Haywood, a former Investment Director and Business Unit Head at GIML, &pound;230,037.</span></p>

FCA sanctions asset manager over conflicts | Investment Executive

Fund manager fined £9.1 million for failing to oversee gifts and perks

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