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Federal Enforcement Forum: EXAMS - Implementing Reg NMS Rule 606 | Dorsey & Whitney LLP

Rule 606: EXAMS – the Division of Examinations – published a Risk Alert on November 10, 2022, providing its Observations Related to Regulation NMS Rule 606 Disclosures. That Rule.

Crypto and Web3 Under Consumer Protection Scrutiny | Wiley Rein LLP

In the world of crypto and Web3, a great deal of attention has focused on who is responsible for regulation and any sector-specific regulations that would follow: Are tokens securities,.

Disclosing The Universal Proxy Deadline In Proxy Statements - Shareholders

On August 25, 2022, the SEC issued three Compliance and Disclosure Interpretations (CDIs) regarding the universal proxy rule (Rule 14a-19).

Why the North Carolina Berger Voter ID Case Pending in the U S Supreme Court Would Benefit from Certification to the State High Court: | Vikram David Amar | Verdict

In this second of a series of columns, Illinois Law dean Vikram David Amar and professor Jason Mazzone describe the facts and law giving rise to Berger v. North Carolina State Conference of the NAACP, a North Carolina voter ID case pending before the U.S. Supreme Court. Dean Amar and Professor Mazzone argue that the case highlights the importance of the legal procedure of certification and suggest that if the Court’s decision falls back on the traditional model of singular executive-branch representation embraced by the federal system and that of other states, the North Carolina legislature will have only itself to blame.

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