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Hong Kong s Listing Rules Amendments Relating to Bookbuilding and Placing Activities in ECM Transactions | Latham & Watkins LLP

Intermediaries in bookbuilding and placing activities should prepare for the new rules, which will take effect on 5 August 2022. The Securities and Futures Commission of.

HKEX: Exchange Publishes Information Paper On Consequential Rule Amendments To Reflect New Code Of Conduct Provisions And Housekeeping Rule Amendments

<ul> <li class="spanHeading"><span>Listing Rule amendments introduced to reflect new requirements of the SFC Code of Conduct regarding the conduct of issuers and intermediaries involved in bookbuilding and placing activities</span></li> <li class="spanHeading"><span>New requirements resulting from the Rule changes will apply to new applicants and listed issuers submitting or re-filing their listing applications for IPOs or other specified types of placings on or after 5 August 2022</span></li> </ul>

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