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FINRA Fines SoFi $1 1M For Customer ID, Identity Theft Oversight

FINRA fined SoFi Financial $1.1. million to settle charges it's customer identification and identity theft programs were vulnerable to fraud.

FINRA Fines Firms $2 6M For Poor Securities Lending Oversight

SoFi Securities, SogoTrade, M1 Finance and Open to the Public Investing will pay more than $2.6m to settle FINRA charges.

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