Small Advisers News Today : Breaking News, Live Updates & Top Stories | Vimarsana

Summary and Early Analysis of New SEC Private Fund Rules | Holland & Knight LLP

The U.S. Securities and Exchange Commission (SEC) on Aug. 23, 2023, adopted the long-awaited private fund rules (Private Fund Rules) under the Investment Advisers Act of 1940 (Advisers.

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Remarks At The October 28, 2021 Meeting Of The Asset Management Advisory Committee, Sarah Ten Siethoff SEC Acting Director, Division Of Investment Management, Oct 28, 2021

Good morning and welcome to this meeting of the Asset Management Advisory Committee.

Jay williamsonJessica shinTed bernardChristian broadbentNeil lombardoDivision managing executive officeAsset management advisory committeeCommission office of information technologyAsset management advisorySmall advisersSmall funds subcommitteeCommissioner crenshawManaging executive officeInformation technology

SEC Posts Agenda for Next Asset Management Advisory Committee Meetings

SEC Posts Agenda for Next Asset Management Advisory Committee Meetings. | Crowdfund Insider: Global Fintech News, including Crowdfunding, Blockchain and more.

Ted bernardJody bhagatJeffrey ptakExchange commissionPanel moderatorMorningstar research servicesAsset management advisory committeePanel discussionDivision of investment managementSmall advisersSmall funds subcommitteesManagement advisory committeeActing directorInvestment managementAdvice subcommitteeMorningstar research

SEC Issues Agendas For October 28 And November 3 Meetings Of The Asset Management Advisory Committee

The Securities and Exchange Commission today released the agendas for the Oct. 28 and Nov. 3 meetings of the Asset Management Advisory Committee (AMAC).

United statesTed bernardJody bhagatJeffrey ptakExchange commissionPanel moderatorMorningstar research servicesAsset management advisory committeePanel discussionDivision of investment managementSmall advisersSmall funds subcommitteesFile numberManagement advisory committeeActing directorInvestment management

Remarks At The Meeting Of The Asset Management Advisory Committee, Sarah ten Siethoff, SEC Acting Director, Division Of Investment Management, Sept 27, 2021

Remarks At The Meeting Of The Asset Management Advisory Committee, Sarah ten Siethoff, SEC Acting Director, Division Of Investment Management, Sept 27, 2021
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Emily rowlandJay williamsonTed bernardChristian broadbentNeil lombardoDivision managing executive officeAsset management advisory committeeCommission office of information technologyAsset management advisoryPrivate investments subcommitteeSmall advisersSmall funds subcommitteeChair genslerManaging executive officeInformation technology