Much has been written on the topic of finders and arrangers of securities transactions, including when a person or entity acting as a finder (i.e., someone who merely makes an introduction).
Much has been written on the topic of finders and arrangers of securities transactions, including when a person or entity acting as a finder (i.e., someone who merely makes an.
Days after a payday loan operation was fined more than $39 million to settle Securities and Exchange Commission charges of defrauding investors, four top sales reps of the company, Sky Group USA LLC, have been formally charged with wrongdoing by the regulatory agency.
District Court Denies Payday Lender's Bid To Dismiss SEC Enforcement Action; Delaware Chancery Court Dismisses Camping World Insider Trading Derivative Suit; California Federal Judge.