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SEC Adopts Rule to Require Listed Companies to Adopt Clawback Policies | Faegre Drinker Biddle & Reath LLP

In October, the Securities and Exchange Commission (SEC) adopted Exchange Act Rule 10D-1, directing securities exchanges to adopt listing standards requiring listed companies to adopt.

SEC Amends Rules for Rule 10b5-1 Trading Plans and Adds New Disclosure Requirements | Skadden, Arps, Slate, Meagher & Flom LLP

On December 14, 2022, the U.S. Securities and Exchange Commission (SEC) adopted several amendments and new disclosure requirements intended to address what it perceives may be abusive.

SEC Rules on Insiders and Issuers Regarding Rule 10b5-1 Plans

SEC adopted final rules on December 14 2022 amending Rule 10b5-1 under the Securities Exchange Act of 1934. Additionally includes related amendments concerning disclosures insider trading policies disclosures equity awards. final rules effective 60 days following publication.

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