A financial adviser and fintech leader were among the 29 winners at this year’s awards. Investor Daily’s parent company Momentum Media hosted the sixth annual Women in Finance Awards cocktail lun
The former responsible manager of Sirius Financial Markets has been handed an eight-year ban. On Wednesday, ASIC slapped Mark Bringans, the former responsible manager of over-the-counter derivatives
The corporate regulator has announced a new instrument. ASIC has announced it has remade a class order on financial requirements for retail over-the-counter (OTC) derivative issuers following public
The corporate regulator has announced a new instrument. ASIC has announced it has remade a class order on financial requirements for retail over-the-counter (OTC) derivative issuers following public
The company’s Australian financial services (AFS) licence has been surrendered. Over-the-counter derivatives provider Sirius Financial Markets, trading as Trade360, has surrendered its AFS licence