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Statement On Final Rules Regarding Treasury Clearing, SEC Chair Gary Gensler, Dec 13, 2023

Statement On Final Rules Regarding Treasury Clearing, SEC Chair Gary Gensler, Dec 13, 2023
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Statement On Proposed Rules Regarding Treasury Clearing, SEC Chair Gary Gensler, Sept 14, 2022

<p><span>Today, the Commission will consider whether to propose standards for covered clearing agencies (also known as clearinghouses) regarding the clearance of certain trades involving U.S. Treasury securities. I am pleased to support these rules because, if adopted, they would help to make a vital part of our capital markets more efficient, competitive, and resilient.</span></p>

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Global Investment Strategy UK Ltd and John William Gunn (Release No LR-24996; Dec 23, 2020)

Litigation Release No. 24996 / December 23, 2020 Securities and Exchange Commission v. Global Investment Strategy UK Ltd. and John William Gunn, No. 1:20-cv-10838 (S.D.N.Y. filed December 22, 2020) The Securities and Exchange Commission today charged Global Investment Strategy UK Ltd. (GIS), a London, UK-based financial services firm, for clearing and settling billions of dollars of U.S. securities transactions without registering as a broker-dealer in violation of the federal securities laws. The SEC also charged John William Gunn, its founder and principal, with aiding and abetting those violations. According to the complaint, from at least 2015 through 2019, GIS-a financial firm located in the United Kingdom that has never been registered as a broker or dealer in the United States-provided clearance and settlement services to hundreds of U.S. customers for trades primarily between U.S. buyers and sellers and involving billions of dollars worth of securities. The complaint all

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Detailed text transcripts for TV channel - CNN - 20100809:15:46:00

series, a misdiagnosis that led to a complicated surgery. here s what happened to her mother. reporter: my mother, sheila swartz is a firecracker, mother of four, grandmother of 11, wife, lawyer and social worker, she s been active and healthy her whole life but around the time she turned 60, something changed. she began feeling achy and dizzy. her blood pressure went up and she was so tired. my mother says her family doctor told her don t worry about it. they told you if you stop working so hard, your blood pressure will come down? don t be quite so busy. reporter: they patted you on the head and said go home. reporter: my mother doesn t question hr doctor. were you an empowered patient? i was unempowered in this process. i was an empowered mother and grandmother and teacher.

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Transcripts For CNN CNN Newsroom 20100809

harris this morning. those stories and your comments right here, right now in the cnn newsroom. we re learning more about the six american medical aid workers gunned down by the taliban. their bodies being handed over to the u.s. embassy in kabul. they were among ten multi nationals killed last week in a remote reachen in afghanistan. we just heard from one of the aid organizations involved to help the afghan people. last friday, we learned that the team was missing. we had known earlier that glen was traveling with him. i.m. lost touch with the team thursday evening. three vehicles fitting the description of the team s vehicles were then discovered a day later as well as the ten bodies. we don t know why the team was attacked or by whom. cnn foreign affairs correspondent jill dougherty has been covering it from the beginning in kabul. what is the latest you re hearing about the attack? reporter: that last point about why it hatched and who attacked them, that s reall

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