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SEC Case Highlights Why Fiduciaries Should Be Cautious About Crypto

Kraken filing should be "a clear warning" to retirement plans to consider if offering crypto investments is "prudent," Wagner Law attorney writes.

San francisco divisionUnited statesGary genslerShaw elliottPhilip moustakisKimberly shaw elliottSeward kisselDepartment of laborPayward ventures incPayward incExchange commissionUs district courtWagner law groupForusall incLaw groupPayward ventures

SEC Accuses Kraken of Operating Unregistered Securities Exchange

The charge will only stick if the court agrees with the SEC that the tokens involved are, indeed, securities.

San francisco divisionUnited statesKimberly shaw elliottShaw elliottPhilip moustakisSeward kisselGary genslerForusall incPayward incPayward ventures incUs district courtDepartment of laborExchange commissionWagner law groupNorthern districtKraken trading platform

Rollovers In The Crosshairs - InsuranceNewsNet

Advisors must be in compliance with the new Department of Labor investment advice rule by the end of January. The impact on rollover business is significant.

Kim shaw elliottJohn hiltonShaw elliottWagner law groupDepartment of laborHealth spendingTitlei planEmployee retirement income security actHealth spending accountArcher medical savings accountCoverdell education savings accountImpartial conduct standardsInvestment advice

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