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Upstox Owner RKSV Securities Pays Rs1 13 Crore to Settle Case with SEBI

RKSV Securities India Pvt Ltd has agreed to pay Rs1.13 crore to Securities and Exchange Board of India (SEBI) to settle a case about alleged violations of SEBI circular on cyber security and cyber resilience framework.

Barnali mukherjeeExchange board of indiaSecurities india pvt ltdIndia pvt ltdExchange boardSettlement proceedingsSettlement regulationsMutual fund returnsAnk fixed depositsNvestor returnsOrtfolio allocation

RKSV Securities Pays Rs1 13 Crore to Settle Case with SEBI

RKSV Securities India Pvt Ltd has agreed to pay Rs1.13 crore to Securities and Exchange Board of India (SEBI) to settle a case about alleged violations of SEBI circular on cyber security and cyber resilience framework.

Barnali mukherjeeSecurities india pvt ltdExchange board of indiaIndia pvt ltdExchange boardSettlement proceedingsSettlement regulationsMutual fund returnsAnk fixed depositsNvestor returnsOrtfolio allocation

Sebi seeks changes in order on Goenka

This development follows the tribunal’s prior directive to appoint another whole-time member of Sebi to issue a final order on the matter.

Anant baruaAshwani bhatiaAnanth narayan gopalakrishnanDarius khambataJustice traun agarwalaSubhash chandraEssel groupListing obligationsDisclosure requirementsSettlement regulationsSecurities and exchange board of indiaSecurities appellate tribunalZee entertainment enterprises

Punit Goenka is not the company, says Zee as NCLT adjourns Sony merger matter till July 10

In June, markets regulator Securities and Exchange Board of India (SEBI) banned Subhash Chandra and Punit Goenka from holding the position of a director or key managerial personnel (KMP) in any listed company or its subsidiaries until further orders

Punit goenkaSubhash chandraKenichiro yoshidaEssel groupZee entertainment enterprisesSony pictures entertainmentNational company law tribunalCompetition commission of indiaExchange board of india sebiSony group corpIndusind bankNational stock exchangeSony corpNational company law appellate tribunalBombay stock exchangeExchange board

Mirroring-of-trades case settled for Rs 44 2 lakh by one of three investigated

The market regulator had enquired into a complaint received on behalf of a boutique investment company

Pawann agarwalPawan agarwalExchange board of indiaHigh powered advisory committee on settlementPanel of whole time membersExchange boardFinsec law advisorsUnfair trade practices relatingSecurities marketStock brokerSub brokerSebi settlementInternal committeeHigh powered advisory committeeWhole time membersShow cause notice

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