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CFPB Updates Risk-Based Nonbank Supervision Designation Process

CFPB Updates Risk-Based Nonbank Supervision Designation Process
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Consumer-financial-protection-act
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Serving-documents
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CFPB Updates Risk-Based Nonbank Supervision Designation Process | Troutman Pepper

On Tuesday, the Consumer Financial Protection Bureau (CFPB or Bureau) issued a procedural rule streamlining the designation proceedings for nonbank supervision based on a particular.

Consumer-financial-protection-bureau
Consent-to-supervisory-authority
Consumer-financial-protection-act
Supervisory-authority
Reasonable-cause
Initiating-official
Coral-response
Associate-director
Serving-documents
Federal-rule

Report from FINRA Board of Governors Meeting – December 2021

Board Approves Rule Proposals and FINRA’s 2022 Budget, Appoints SFAC and NAC Members WASHINGTON – FINRA’s Board of Governors met on Dec. 1-2 in New York. During the meeting, it approved two rule proposals and FINRA’s 2022 budget, appointed members to the Small Firm Advisory Committee (SFAC) and National Adjudicatory Council (NAC), and received the results of recent SFAC and Regional Committee elections.

New-york
United-states
Washington
Office-of-hearing-officers
National-adjudicatory-council
Regional-committee
Small-firm-advisory-committee
Amendments-regarding-electronic-service
Board-approves-rule-proposals
Selection-notice
Regarding-electronic-service

December 2021 Board Update

FINRA’s Board of Governors met on December 1 and 2 and it approved two rule proposals and the organization’s 2022 budget, appointed several members to the Small Firm Advisory Committee (SFAC) and to the National Adjudicatory Council (NAC), and received an update on recently concluded Regional Committee and SFAC elections.

New-york
United-states
Robertw-cook
Office-of-hearing-officers
National-adjudicatory-council
Regional-committee
Small-firm-advisory-committee
Amendments-regarding-electronic-service
Selection-notice
Items-approved
Regarding-electronic-service

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