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Asset managers better watch out: outsourcing rules are coming to town
There are many practical implications to this subcontractor due-diligence rule, which should be passed in Q1-2024.
United kingdom
Matthias knab
Opalesque geneva
Chris addy
Castle hall
Gary gensler
Service provider due diligence
Exchange commission
Interagency guidelines
Castle hall
Onducting due diligence and monitoring the service providers
Fec rule
Registered investment advisers
Asset managers
Asset managers better watch out: subcontractor rules are coming to town
There are many practical implications to this subcontractor due-diligence rule, which should be passed in Q1-2024.
United kingdom
United states
Gary gensler
Matthias knab
Chris addy
Castle hall
Opalesque geneva
Service provider due diligence
Exchange commission
Interagency guidelines
Castle hall
Onducting due diligence and monitoring the service providers
Fec rule
Registered investment advisers
Asset managers
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