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PRA Enforcement Against Mr Carlos Abarca: A Reminder of the Importance of Accountability and Operational Resilience | Orrick, Herrington & Sutcliffe LLP

On 13 April 2023, the Prudential Regulation Authority (“PRA”) fined Mr Carlos Abarca, the former Chief Information Officer of TSB Bank plc (“TSB”) £81,620 for breaching PRA Senior.

United kingdomCarlos abarcaPrudential regulation authorityLloyds banking groupHerrington sutcliffeFinancial conduct authorityChief information officerManager conduct ruleInformation officerSenior manager conduct ruleCritical forth partiesCritical forth partieSenior managers

Ex-CIO must pay £81k over Total Shambles Bank migration

Ex-CIO must pay £81k over Total Shambles Bank migration
theregister.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from theregister.com Daily Mail and Mail on Sunday newspapers.

United kingdomCarlos abarcaSam woodsSabadell information systemsEngland prudential regulation authorityFinancial conduct authorityLloyds banking groupPrudential regulation authorityMark stewardInformation systems limitedSabis united kingdomSenior manager conduct ruleMain migration eventMigration incident

Consumer Duty: Bring on the champions | Money Marketing

You do not need to be intimately familiar with the rules to understand that the new Consumer Duty is not your everyday regulatory tweak.

Financial conduct authorityConsumer dutySenior managersCertification regimeSenior manager conduct rulesSenior manager conduct ruleConsumer outcomes

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