Latest Breaking News On - Security based swaps - Page 6 : comparemela.com

Chill winds blow for Capitolis s equity swap platform

Fintech’s effort to revive off-balance-sheet funding runs into market and regulatory turbulence

District of columbiaUnited statesJames petersonGil mandelzisGary genslerAndreessen horowitzJustin klugKris devasabaiExchange commissionJp morganCantor fitzgeraldSequoia capitalIonic capitalNew york basedIonic capital trustCapital marketplace

SEC Reopens Comment Periods for Certain Rulemaking Releases | Wilson Sonsini Goodrich & Rosati

On October 7, 2022, the U.S. Securities and Exchange Commission (SEC) announced that it will reopen the public comment periods for 11 rulemaking releases and one request for comment due.

Investment company namesMoney market fund reformsPurpose acquisition companiesExchange commissionFund advisersNational market system planShell companiesInvestment companies about environmentalClimate related disclosuresSecurities loansAgainst fraudSecurity based swapsUndue influenceChief compliance officersPosition reportingLarge security based swap positions

SEC reopens comments for 11 proposals in wake of tech error

Commenters on any of these files are advised to check the relevant comment file on SEC.gov to see if their comment was received and posted.

Investment company namesMoney market fund reformsPurpose acquisition companiesExchange commissionFund advisersNational market system planShell companiesInvestment companies about environmentalSecurities loansAgainst fraudSecurity based swapsUndue influenceChief compliance officersPosition reportingLarge security based swap positionsMarket fund reforms

Daily Financial Regulation Update -- Saturday, October 8, 2022 | Paul Hastings LLP

U.S. Department of the Treasury- Treasury's Federal Insurance Office Releases Annual Report on the Insurance Industry and Request for Information on Potential Federal Insurance.

New yorkUnited statesTravis hillJeromeh powellDave ramsdenWally adeyemoToddm harperIsabella casillas guzmanRostin behnamJanet yellenSandral thompsonMichael hsuMartin gruenbergRohit chopraChristopherj wallerMiguel cardona

SEC Reopens Comment Periods for Several Rulemaking Releases Due to Technological Error in Receiving Certain Comments

SEC Reopens Comment Periods for Several Rulemaking Releases Due to Technological Error in Receiving Certain Comments
streetinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from streetinsider.com Daily Mail and Mail on Sunday newspapers.

United statesInvestment company namesMoney market fund reformsPurpose acquisition companiesDc newsfile corpExchange commissionFund advisersNational market system planShell companiesInvestment companies about environmentalSecurities loansAgainst fraudSecurity based swapsUndue influenceChief compliance officersPosition reporting