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Robert W Cook, President And Chief Executive Officer, FINRA, Statement Before the Subcommittee On Capital Markets Of The U S House Of Representatives Financial Services Committee

Robert W Cook, President And Chief Executive Officer, FINRA, Statement Before the Subcommittee On Capital Markets Of The U S House Of Representatives Financial Services Committee
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White houseDistrict of columbiaUnited statesSecurities exchangeFinancial industry regulatory authorityBlockchain labInvestor education foundationSee securities exchange act release noAmerican securities administrators associationSee options clearing corporation annual volumeAutomated customer account transfer serviceSecurities industry oversight programMonmouth capital managementMember firm practicesBureau of investigationRisk monitoring program