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Industry unsure of SEC s new short-selling transparency rule

Does the SEC’s recent 10C-1a rule provide sufficient transparency while protecting traders’ short-sale positions from a GameStop-style backlash? The data will

Exchange commissionSecurities and exchange commission secFinancial industry regulatory authority finraClear streetSecurities industry and financial markets association sifmaIhs markitS ampp globalNited states usNorth americaSecurities lendingRisk managementPerformance amp reportingDistributed ledger technologyConsolidated tapeExchange technologyExchanges amp trading venues

SEC contradicts itself on exchange pricing, say firms

Cboe warns ban on volume-based rebates will not improve pricing for investors

Exchange commissionSecurities and exchange commission secSecurities industry and financial markets association sifmaCboe global marketsCitadel securitiesNited states usFinancial market infrastructures fmisRincipal trading firms ptfsBest execution

SEC squares off with broker-dealers over data analytics usage

The Gensler administration has ruffled feathers in the broker-dealer community with a new proposal seeking to limit broker dealers’ use of predictive data

Tom hochleutnerGary genslerFinancial information forumFinancial markets association sifmaTrading associationExchange commissionFinancial industry regulatory authority finraGoldman sachsClear streetSecurities industryFinancial markets associationLoan syndicationsMadoff scandalFinancial industry regulatory authoritySecurities and exchange commission secSecurities industry and financial markets association sifma

Legal challenges loom for renewed US focus on Sifis

Lawyers say any FSOC attempt to designate systemic non-banks risks a repeat of MetLife case

Jeff bermanClifford chanceDonald trumpInancial stability oversight council fsocUs department of the treasuryUs congressAmerican international group aigPrudential financialSecurities industry and financial markets association sifmaNited states usFinancial stabilitySystemic riskOn bank sifiShadow bankingYstemically important financial institutions sifisDodd frank act

Banks prepare for battle with Fed over G-Sib rules

Proposals would kill client clearing business, FCMs claim – but postponement is a chance to fight back

Federal reserveDaniel tarulloBasel committee on banking supervision bcbsFederal reserveFinancial stability board fsbSecurities industry and financial markets association sifmaInternational swaps and derivatives association isdaNited states usBasel iiiDodd frank actFutures commission merchant fcmG sibsInitial marginLeverage ratioOperational riskSupplementary leverage ratio slr

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