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United statesYork stock exchangeSecurities exchangeNew york stock exchangeUnderstanding the national association of securities dealersExchange commissionFinancial industry regulatory authorityAmerican securities administrators associationNational association of securities dealersNational associationSecurities dealersSecurities exchange actCentral registration depository

SEC settles with former Aegis head of municipals

SEC settles with former Aegis head of municipals
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Form 424B2 UBS AG

Form 424B2 UBS AG
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Form 424B2 UBS AG

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Hong Kong s GEM board needs more radical reform as proposed changes fail to address IPO drought, industry players say

GEM, the Hong Kong stock exchange’s secondary board, has not had a listing since January 2021, and its proposed makeover has not gone far enough to help end this drought, experts say.

Hong kongStacey wongDerek laiNicolas aguzinJulia charltonStock exchangeInstitute of securities dealersPower logistics groupAltus holdingsGrand power logistics groupBeijing stock exchangeNew thirdQuam capitalHong kong basedShanghai star marketChan pak lam