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Former UBS investment adviser charged with stealing $5 8m from client

SEC Charges Financial Advisor in $5 8 Million Fraud

SEC: Former Financial Advisor Charged With Stealing $5 8 Million From Client

<p><span>The Securities and Exchange Commission charged German Nino, a former securities broker and investment adviser representative for UBS Financial Services Inc., with stealing $5.8 million from a long-standing client.</span></p>

SEC Charges Executives Of Network Infrastructure Company With Accounting Fraud

SEC Charges Executives Of Network Infrastructure Company With Accounting Fraud
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